Patrick Curran
Christopher Wagner
Christopher Wagner is a Compliance Analyst at VestGen, supporting the firm’s compliance and operational functions to help maintain regulatory integrity and efficient internal processes. He brings a strong background in compliance, quality control, and operational efficiency, and is known for his behind-the-scenes approach that helps teams operate smoothly in support of client needs. Christopher is a U.S. […]
Thomas J. Ericson
Thomas J. Ericson rejoined the company in June 2021. Prior to rejoining, Tom served as the Chief Legal Officer and Compliance Officer for several different Broker Dealers and Investment Advisors. He is a frequent lecturer to producer groups and national associations on compliance related matters. Tom has passed the Pennsylvania Bar exam and Life and […]